We are responsible not only for what we do but also for what we could have prevented
Peter Singer - Ethicist
Leaders across the world, young and old, men and women, in every sector of society, are encountering a moral dilemma that is fundamentally different from the many ethical dilemmas they face every day of the week. What is far more intriguing is that possibly 99.9% of those in leadership positions go about their business entirely unconscious of this fact. Rather like the weird laws of quantum physics that reconstrue our reality, this issue is outside of their comprehension.
So What's the
Problem?
In a word - ethics. There seems to be
much attention afforded ethical leadership these days. So much so that we might
be forgiven for wondering whether such inordinate fascination with the topic
arises from the prospect that integrity is simply rare in today's leaders, or moral
responsibility is deemed to be only a minor facet, and therefore a potential distraction,
for aspiring leaders.
After all, in a
competitive world, the determination to win at any cost has been a slogan famously
touted, and relentlessly and passionately pursued, by business corporations,
government agencies, and sports clubs alike. The corporate conscience, particularly, is typically wedged into a risk and compliance framework where any responsibilities for a "higher" purpose can be conveniently excluded. The fact that this device nearly always works against the company's best interests is ignored.
The recent ruckus
surrounding US cyclist Lance Armstrong is a case in point. In his shrewdly stage-managed
television appearances with Oprah, Armstrong's admissions of wrongdoing were pronounced
more as a mark of disdain for his detractors than as any implicit personal dishonour.
Similarly, many high-flying business executives and celebrity politicians are
taught that winning is the only imperative. How one wins is much less
important. At the end of the day it is only the numbers that count. They almost
appear to be saying, What's the problem? What price principled behaviour in such
settings?
But instead of
going down this well-worn path, railing in righteous indignation at the obscenely
excessive wages awarded some CEOs, gross misconduct in companies like Enron, rate-rigging
and insider trading scandals on Wall Street, the graft encountered when doing
deals with family-owned businesses in Asia, and the flagrant immorality of
dictators like Assad in Syria who care only for themselves and their entourage,
let us pause for a moment and reflect on this issue from a higher altitude.
As ethics is a
branch of moral philosophy it is pertinent to start by trawling through some
fundamental questions vis-à-vis what we mean by the term ethical leadership;
what role context plays in surfacing ethical leaders; and what values are assumed
to be virtuous from the meta-ethical viewpoint of leading. Only then, I
believe, can we reach any firm conclusions regarding the relevance of ethics in
leadership today.
To be quite clear:
I see a preliminary inquiry of this nature as an inherently ethical task in its
own right - an essential step prior to advocating any preferred code leaders could
or should adopt in order for their leadership to be considered ethical.
If ethics is
essentially the capacity to distinguish between right and wrong, assuming there
even is such a thing as right and wrong, then ethical leadership is presumably the
embodiment of an explicit set of objective principles we can access to help us
choose which practices are most likely to help or harm others in any situation.
The two phrases
in italics in the previous paragraph expose the crux of a problem too frequently
glossed over. Are constructs such as right and wrong absolute - unvarying from
one age to the next and from one cultural group to another? Or are there subtle
variants we are obliged to take into account before labelling any act unethical?
Major differences of opinion over emotionally-charged issues such as abortion,
euthanasia and capital punishment, for example, seem to indicate that ethical
behaviour depends upon the circumstances, and is therefore relative to specific
individuals, culture or time.
This flies in the
face of most mainstream religions, particularly the great monotheistic
traditions, which all hold ethical relativism to be naive and morality to be
objectively true. As all the great religious movements invariably hold
themselves to be authorities on ethical behaviour it behoves us to take their
views into account. That is not to imply they are necessarily correct. If morality is objectively true, and consequently applicable
universally, what set of foundational principles exist to help us determine
right over wrong? In spite of the obvious answer to this question from a
religious viewpoint, making such judgement calls is increasingly difficult in a
world as complex as ours, and where context is a kaleidoscope of continuously morphing
life-conditions.
There are at
least three fundamental factors that potentially complicate our capacity to
distinguish between right and wrong - especially in situations that are foreign
to us or outside of our own cultural milieu with its familiar semiology and phenomena.
There is also a fourth factor that could actually enhance our capability to
discern right from wrong - irrespective of context. The first three factors are:
- Our worldview
and the world-system that manifests in a corporeal sense as a direct result of
that worldview
- The evolution
of that worldview in terms of epistemological progress - possibly best explained
by Clare Graves as a never-ending quest for higher-order systems as existential
problems change and become increasingly complex
- The various cultural
mindsets and social theories-in-action we are conditioned into utilising when
interpreting the prevalent worldview.
The compensating fourth
factor is a human neurophysiology that intuitively enables us to sort right
from wrong by following what our heart (a viable neural network in its own right) is telling us. Unfortunately this innate capability has been allowed to remain dormant
in a world that values material, explicable, artefacts over the affective domain
of felt sensations.
I want to expand
on each of these very briefly before returning to the issue of ethics and the
moral dilemmas facing today's leaders.
1. Worldview
& World-System
Our worldview is
a shared cognitive construct - a suite of interdependent beliefs and
assumptions "about" our physical reality. It manifests as palpably
"real" in terms of a world-system full of the multiple expressions of
what it means to be part of humanity. In terms of quantum physics the worldview
brings the world-system into concrete materiality, and this then reifies the
worldview.
We take the
world-system for granted. It is the bedrock of our existence - the life conditions
we discern and experience each day and the social milieu in which we are
immersed from birth. It matters little whether we were raised in the parched
deserts of Sudan, the chic urban landscape of Paris, the dense rainforests of
Borneo, or the congested slums of Mumbai. Regardless of where or how we live,
what money we earn, the specific skills we have acquired, or our social status,
the world-system is as natural to us as the air we breathe.
It is important
to understand that the worldview and world-system are different modes of consciousness
- not just equally "real" but reflections of each other. Research
into neuro-plasticity (the ability to change the physical configuration of the
brain through changing thought patterns and behaviours) is already substantiating
that proposition.
Worldview and
world-system have reified each other for around 50,000 years - that era in human
evolution when the notion that life had meaning and direction beyond mere
survival first gained credence. Along the way, both have been nourished by a
stream of fluctuating sentiments about human purpose and capability and tested
in a cauldron of competing ideologies. These forces have forged an ethos comprising
an internally congruent set of eight attributes that collectively define what seem
to be indisputable truths concerning humanity. Putting ideology and politics aside:
- Humanity can be
sorted into two groups - a small class of privileged "owners" serviced
by a much larger and compliant underclass of "serfs"
- Wealth and power
acquired by the privileged group is protected via various political, military
and policing mechanisms
- An
all-encompassing dogma
- in which it is believed an elite few within the privileged group possess a
higher wisdom, or are representatives of a deity or divine beings - endures in
some form
- An industrial war
machine is viewed as a crucial component of the economy and held up as
validating the inherently combative nature of the species
- Most aspects of
production are controlled by the privileged group - through ownership, language
and access to services and skills, for example
- Games,
entertainment and mass media are deployed as a social distraction in ways that
help maintain compliance within the social order
- Nature is
exploited as a "God-given" right given that humans (made in the image
of God) are superior to all other forms of life
- A compelling narrative
within society, based upon competition, scarcity and difference - is used to
manufacture consent.
This set of eight
attributes does not imply a universally applicable monist integrity. On the
contrary our worldview is something of a chameleon, changing its tone, colour
and intensity over time according to its changing surroundings and cultural
maturity, as described below. But the critical thing to note is that this
worldview was instituted, shaped and given legitimacy by us. As a social
construction it is a designed artefact and can be rejected, remodelled or
transcended. If that is what we want.
Until now it is
explicitly what we have not wanted - nor even anticipated as being necessary. I
cannot find evidence of any serious or persistent critique that comes close to challenging
the veracity of our worldview. Indeed across the sweep of history, in every
culture, architects of the bloodiest upheavals and social entrepreneurs behind
the most compassionate enterprises alike, have unconsciously assumed the
validity of this credo.
So it is fair to
presume that this worldview is the preferred epistemological framework for homo
sapiens, that we have not yet been compelled to discover substitutes, or that
we are not sufficiently capable of understanding it to the degree that
reinventing it (or at its more pernicious aspects) becomes feasible.
Within the boundaries of the prevalent worldview the choice between good and evil is clear. Loyalty to the leader is good. Disloyalty is bad. Killing is legitimate if it is in service to the elite. Evil if it is not. And so on. Adhering to these principles is an autonomic response. In other words we do not even have to think about it.
There can be no
doubting the current worldview has brought great affluence, health and
well-being to many millions of people. The reservation I have is whether it can
do the same for the one billion people eking out an existence in urban slums,
and those billions of the Earth’s inhabitants who are on the cusp of starvation,
have no security, shelter, income or education, and are victims of injustice
and discrimination.
The privileged in
all contemporary societies - essentially those who control the flow of money,
ideas and resources, including elected and self-appointed leaders, the
priesthood, public intellectuals, high wealth industrialists, bankers,
politicians and their advisers, royalty, business corporations and industry
lobbyists - put most of their effort and capital into preserving and
reinforcing the existing order. And why not? They have a vested interest in
keeping things the way they are and, let's face it, some things are just too difficult to change. Nor is embracing an existing state of affairs
and safeguarding venerable institutions necessarily a bad thing. Indeed it can
be stabilising and comforting – something most of us yearn for at some stage in
our lives.
But occasionally,
betrayed by hubris and distracted by the very means that have been constructed
to maintain consent, the old-guard fail to heed the all-too-obvious signs of
impending catastrophe.
Arrogant
leadership, inadequate or flawed information, and decisions driven by vanity
rather than wisdom have instigated almost every contemporary tragedy - from the
sinking of the Titanic to the explosion of the space shuttle Challenger and
even the collapse of Enron and Lehman Brothers. Now it seems, with climate
change, we may be heading into a situation that threatens humanity itself. Yet
we continue to ignore warning signs, convinced of our invulnerability and
oblivious to the damage already being wreaked by the “lock-in” to our industrial
worldview and the financial structures underpinning it.
The privileged
are unlikely to change their ways until they feel pain. But wealth can
quarantine us from the worst of adversities. In practical terms we know that if
climate change turns out to be as disruptive to our way of life as scientists
are predicting, it is the poor, the disadvantaged, and those who remain trapped
by circumstances, who will suffer most. The elite can still sleep easily in
their beds.
2.
Epistemological Progress
Although
structural elements persist, more or less intact, as normative practices within
the world-system, psychological aspects of our worldview mature and evolve.
They are part of an unending human quest for advancement. Triggered by increasing
contextual complexity, the worldview adapts (literally changes its mind) to
accommodate new life conditions.
Clare Graves, a
student of Abraham Maslow, identified six stages of epistemological development
within the worldview at its most basic (1st tier or subsistence) level - an evolutionary
process spanning the past 100,000 years. Each of these six stages, he
concluded, co-exist today - within individuals, communities, and entire
cultures.
Graves also
proposed a further two stages (2nd tier variants) in a process he supposed would
eventually comprise an iteration of all six stages - but from a higher level of
consciousness. Two of his students, Don Beck and Chris Cowan, later turned
Graves's theory into a colour-coded hierarchy of "memes" (systems of
core values) which they called Spiral Dynamics.
More recently, philosopher
Ken Wilber pointed out that leaps in development from one "version" of
the worldview to another typically occur in a manner that transcends and
includes what came before, rather than destroying it. So, for example, the
rational logic of Enlightenment thought did not eradicate passion. 20th century
science did not wipe out spirituality. Both were integrated into a more holistic
knowledge base within which to appreciate and celebrate human existence.
This is an
important lesson. If the survival of our species depends upon reinventing the
current worldview - removing its more iniquitous qualities in the creation of a
more benign and compassionate society - then that reinvention must transcend
and include previous versions of the worldview, rather than trying to eliminate
them, pretending they do not exist, or treating them as in some way inferior.
We will certainly
not find that at all easy. To reject what is breaking down, so as to embrace
more relevant, effective models, is an intrinsic human trait. Overcoming
tensions inherent between different versions of the worldview, also requires a
rare maturity. This is evident when observing the clash of values between indigenous
communities (Beige-Purple memes in Beck & Cowan's taxonomy) and the modern
world (Red-Blue-Orange memes); in tactics used by the environmental movement (Green
meme) when opposing the fossil fuel industry (Orange meme); and even when
multinational corporations (Orange meme) use every trick in the book to avoid
paying their fair share of state-imposed taxes (Blue meme).
In terms of leadership
ethics, the more significant factor for us to contemplate is not so much the individual
memes, though these are fascinating topics for exploration in their own right,
but the changes in existential conditions that are activating a leap in
consciousness, accompanied by intense transitional turbulence, between the 1st
and 2nd tiers of evolution Graves had anticipated.
Comprehending life's conditions through various epistemological lenses also entails departing from the relative clarity and consistency that was evident within the framework of the worldview. But as soon as we descend from this paradigmatic level we run into trouble. Changing epistemological conditions explains why, at a certain
time, we threw Nelson Mandela into gaol as a terrorist and then, as time
passed, released him and hailed him as father of his nation. It sems we can live with such apparent
inconsistencies without so much as flinching.
3. Cultural Conditioning
Whereas our
worldview is a shared, albeit largely unconscious construct - a paradigm we
tacitly accept without question that seems to develop, in epistemological terms,
by "transcending and including" previous versions of itself -
mindsets are many, diverse, pliable and osmotic.
Originally
arising from a unique combination of cultural and social conditioning, as well
as collective responses to shifting contextual and environmental circumstances,
each cultural mindset is an idiosyncratic "lens" through which we
sense, make sense, and process meaning. Varied expressions of these meanings
are then enacted locally. These expressions of meaning, or behaviours, are
autonomically shaped to fit within the prevalent ethos of the worldview.
Historically speaking mindsets
evolved in one of two ways. First through the merging of two or more cultural
systems - which occurs when one country conquers and inhabits another. So, for
example, detritus of the Dutch and French occupation of colonies in South East
Asia are still embedded in today's societies. Second by way of modifications to
customs and rituals (although rarely myths, which seem to remain mostly intact)
when other traditions are encountered and subtle elements of the "new"
system are absorbed through cooperative interaction - as in trade or education,
for example.
In both cases, some
patterns, most evident in vernacular and specific rituals, though initially
distinct, gain in prominence while others, often for no apparent reason, fade
in significance or simply vanish altogether. Recently, moreover, the globalisation
of new social media has had the effect of hastening the morphing of traditional
mindsets, including the venerated Sinic-Confucian, Indic and Occidental traditions,
fracturing them into many new hybrid forms.
Once upon a time
humanity's dissimilar mindsets contained astonishing variety. The homogeneity
brought by modernity now threatens to destroy much of that richness. Languages,
for example, so vital in preserving distinct cultures, are in a state of rapid
decline. Some experts estimate that only 50 per cent of the languages alive
today will be spoken by the end of this century. With the death of each
language we squander a vast cultural heritage. A unique "imagining"
of the world disappears forever.
This is not just
a romantic or aesthetic passing. Contained within each language is an
understanding of how discrete human communities relate to the world around us
as a cornucopia of scientific, medical, botanical and adaptive knowledge. More crucially,
we lose unique expressions of humanity and testimonies composed over centuries
of life on this planet. We also lose perspectives that might give us valuable
clues as to how we can reinvent the prevalent worldview in ways that make sense
and do not set human progress back.
So now we have posed a further complicating factor in terms of ethics. While the principles determining what is good and bad are clear within the worldview we share, becoming slightly warped within the context of epistemological development over time, the fact of differing cultural mindsets as interpreting filters now allows for ethics to become trapped within a paradox of uncertainties. In this domain, particularly when intentions diverge, there can be no absolute moral authority concerning the composition of ethical leadership. We need to qualify any judgement with the phrase - it all depends....
4. Human
Neurophysiology
As I mentioned
earlier in this essay, we all inherit a neurophysiology that can be used intuitively
to help us separate right from wrong in specific situations. The fact is we have allowed this gift to
lie dormant in a world that values material, explicable, artefacts over the softer,
affective realm of felt sensations.
Recent research in
neuroscience provides compelling evidence that our experience of life is not purely
a function of cognitive knowing but can also be accessed as feelings within both
the cardiac and enteric neural networks of the body.
In terms of
ethical conduct we sense warmth and compassion in the heart. Conversely,
unethical behaviour is felt in the the gut - as pangs of guilt and even
remorse. We also now know these neural networks combine to create the multiple
intelligence feedback loops we need in order to fully engage with and
contribute to society. That is how we are able to love, spot malevolence, react
to danger, empathise, protect innocence, find joy in music, show respect, and
take flight.
Information
gleaned from the cardiac and enteric neural networks are not mediocre or
primitive forms of intelligence, nor are they in any way inferior to that produced
by the brain, though we regularly treat them as such.
Both kinds of
intelligence dominate in the survivalist (Beige meme) and animistic (Purple
meme) versions of our epistemology. Because of that they are perhaps most evident
in parts of the world that are relatively isolated from the rest of
civilisation. In these locales they are used to help people decide when to congregate
together for safety, who to trust, where to locate drinking water, and how to live
off the land.
Such widespread
usage suggests that, with practice, these highly refined forms of intelligence can
act as a clear moral compass for those of us trying to navigate the complexity
of contemporary life conditions.
Theories-in-Use
There is one
other vital piece of the contextual puzzle we should take into account before
advancing any firm conclusions regarding ethics in leadership. It has to do
with how we define leadership, and our expectations of leaders, in the first
place.
The leadership
literature (a relatively recent and mainly US-Eurocentric phenomenon) exposes
three mainstream "source theories" as the basis for the phenomenon we
label leadership. Most of our expectations about leaders and leading are
embedded in just two of these - charismatic theory and contingency theory. But
all three theories reflect the life conditions of the era in which they were originally
conceived.
A little over a
century ago the sociologist Max Weber suggested that strong leadership centered
around what he called charismatic authority. Weber's proposition was that
people would willingly follow any visionary individual whose perceived
exemplary character, valour or standing was such that people were charmed into
his ambit. The implicit assumption was that the most effective leaders had appealing
personalities.
Contingency
theory dates from the mid-sixties when Fred Fiedler, an organisational
psychologist, introduced a radical idea that had nothing to do with personality.
He proposed there was no ideal model of how best to lead. On the contrary, he
suggested the optimal course of action depended upon the circumstances. In
other words he assumed that for every situation there was an ideal leader, with
an ideal course of action, waiting in the wings. Several contingency
approaches, including the highly popular Situational Leadership model, were
developed concurrently in the late 1960s. It could be argued that the entire
head-hunting profession is based on contingency theory.
A decade later
Robert Greenleaf initiated a more humanistic approach to leadership. His ground-breaking
"servant-leader" philosophy advocated a participative approach to
leadership and work. Until then it had always been assumed power should be held
and exercised by a single authority - the leader - which, in most cases, is the
CEO of a company or the Prime Minister in a cabinet. Greenleaf's model
challenged the entire authoritarian belief system and has since enabled many
liberating kinds of leadership and ways of organising to emerge.
Action-research
undertaken by The Hames Group with an international clientele from around 1998,
which resulted in my book The Five Literacies of Global Leadership, concluded that the
most relevant leadership practice for today's life conditions is one that
relates to the theory of social identity as formulated by social psychologist
Henri Tajfel. He suggested people tend to align their identity and self-esteem
with any group capable of including and expanding that uniqueness within a
broader community of purpose.
This coincides
precisely with our definition of Five Literacies leadership: an integral praxis
in which 2nd tier perspectives enable the transcending of ego in favour of an intense
empathy with group culture that is continuously concretised. Five Literacies
leaders experience the wholeness of existence through profound
interconnectivities that mark us as a single dynamic human family. Whether it
is Warren Buffett's activist approach to philanthropy, Lynne Twist's passion to
empower the indigenous people of the Amazon through her Pachamama Alliance, Ai
Weiwei's determination to hold a mirror up to Chinese authoritarianism, or Richard
Branson's undertaking to "screw business as usual", Five Literacies
leaders see abundance where others see scarcity as they mindfully collaborate
to improve one or more aspects of the human condition.
In terms of ethics, the implications
of these three source theories for leadership are startling. For if the wisdom
to act with sapience - the capacity to reflect on our own consciousness - is
the primary trait distinguishing human beings from other animals, then the
ability to exercise free will in the choices we each make becomes a moral imperative.
Indeed one might argue that any form of overt external manipulation is
potentially unethical. By reinforcing the supposed superiority of certain individuals
over others, the theory of charismatic authority fits the prevalent worldview
immacutely. This explains why it is so popular. But in practice, the conscious
manipulation of another person's choices is wide open to unprincipled behaviour,
especially in cases where it results in people genuflecting to the leader
merely in order to keep their job or to avoid conflict.
Similarly, the
use of contingency theory, too often used in business as the justification for
newly-appointed leaders being given sole discretion over the fate of others is,
in my judgement, unconscionably immoral. At least in circumstances where knowledge
has advanced to the stage where we should know better.
Residual Doubts
Because of the
complexities and subtleties in the few key issues I have raised here, all of
which, apart from the neurophysiology we seem to have neglected in preference
to more hard-edged data, have the potential to hamper our ability to decide
what is right or wrong in any situation, I am assuming ethical relativism to be
a more accurate hypothesis in an age characterised by intensifying dynamic
complexity but muddied by increased cultural homogeneity.
Moral and ethical
dilemmas are strewn in the path of today's leaders, especially those who are intent
on preserving competitive trade-offs and strategies for provisioning based on
scarcity, from "subsistence" (1st tier) levels of the worldview, at a
time when the imperative to lead has shifted to a 2nd tier platform, where a
revitalised sense of being, and a new kind of society with a hive mind and
holistic morals, yearns to be born. In that, as in every other context, it is a
common error to reach hasty verdicts concerning a leader's integrity and
authenticity, especially when our conclusions are based purely upon observable
behaviours. We would do far better to spot empathy, to examine the alignment of
vocabulary and intentions, and to note their ability to be a force for good.
I have always
held profound questions to be more enlightening than answers. Clearly there are
many awkward questions implied by the points I have raised. For example, can present-day
leadership be regarded as ethical and relevant if it is not from a 2nd tier
perspective? If there are critical ethical differences between different
mindsets, which one should prevail if consensus is important? The one with the
most adherents? The one with the loudest voice? Or the one that most consider "morally
correct" within the context of the prevailing worldview? If the latter, who is to say what is morally correct? Should a lack of
pertinent information be tolerated as an excuse for unethical behaviour? If so
what about denial? Can an ethical leader act in the best interests of a
minority? If someone is branded a terrorist by one group and a hero by another,
who should we believe and what factors might change our opinion? And if a
majority of people hold a leader up to be good, does that necessarily affirm
his or her temperament to be ethical?
Any lingering doubts
or preliminary conclusions I might have concerning leadership ethics can be
inferred from the two fundamental questions I now put to myself.
1. Does the opportunity to lead entail making a moral choice?
Western
leadership models based upon charismatic and contingency theories all take observable
behaviours as the ultimate predictor for interpreting a leaders' motivations
and, additionally, for identifying leadership potential. Leaders acquire greater
wisdom and maturity through a mixture of innate talent and experience - and this
is evidenced by the results. So leadership in this context is inevitably
focused on extracting better performance (from others) without questioning whether
the purpose behind what is being done is relevant, sustainable - or ethical. In
effect, by ignoring the question why, any hypothesis that leadership involves
making a moral decision and sticking to it is conveniently dodged. But surely almost
every strategic choice in today's world is a moral one?
Let's take the example
of a large international coal mining company. Prices are firm and exports to
countries like China are at an all-time high. These are boom times and the
senior executives are rewarded appropriately. Profits are good and shareholders
are happy. But that is only today's reality. What of the future? Even the
International Energy Agency, the peak body for the fossil fuel industry, concedes
that we probably need to leave 80 per cent of known fossil fuel reserves in the
ground if we are to keep within a "safe" climate where temperatures rise
by only 2° Celsius. Does our CEO factor that kind of information into the
company's strategic plans or does he adopt a wait-and-see tactic? This is not a simple decision.
Even if he is an enlightened soul and wants to make a difference by insisting the company invests more in renewable energy, should he view the current constraints within today's value chain as a constant? And if so, how does he then deal with the many, complicated, return-on-investment variables in the
alternative energy conversation that would be bound to impact detrimentally on the annuity value of the bonds that went to finance current operations? Should he highlight the social cost of transformation in order to transcend current realities, or try to hide it as a potential impediment to change?
With bond markets representing
close to the equivalent of 70% of the GDP of Europe and 60% of the US GDP and
with over 30% of global institutional investment and pension value invested in
these long-maturity instruments, it is reasonable to expect that the cost of clean energy will require an intermediate realignment of wealth expectations. Does our CEO enter that particular fray, or leave it for others to debate?
What decision
would you make? After all your company's priorities are agreed by a Board that
represents shareholders' interests. Does your Board understand the needs and
desires of shareholders, or do they assume that these coincide with their own?
And are these needs aligned with the aspirations of your staff? Is that
important? Do you care? More than likely, especially given that your current worldview
meme is aggressively Orange - sorry but it would have to be for you to have
donned the CEO's mantle - the choices you perceive to be possible will be circumscribed
by your belief system. You may even have a blindspot that prevents you "seeing"
Green meme alternatives.
And so your likely response will be to ignore the IAE
and continue with business-as-usual. You might even decide to invest more in
exploiting current assets if your reading of the IEA's advice leads you to
believe prices will eventually contract and the industry will hit hard times.
Five Literacies (or
2nd tier) leaders evolve an integral praxis based on overtly holistic
principles and humanitarian values. By adopting a worldcentric philosophy and being
open to entirely new epistemologies, they deliberately put themselves in the
way of novelty. Resulting revelations provoke an “awakening” to alternative
possibilities within any situation where leadership is required. In this
awakening process, wisdom (an inner sense of authentic being) beomes the crucial
factor, rather than behaviour.
Thus 2nd tier leaders
are able to express a deeper purpose, from which spring original
responsibilities. This constantly transforming and expanding sense of duty then
gives rise to distinct and additional choices, which lead to alternative
decisions, which then result in different leadership behaviours. Some of these
behaviours might resemble what we see from 1st tier leaders. Others may appear
to be totally inexplicable.
Let us briefly examine
why this should be the case. If we take our previous example of the coal mine, it
is highly improbable a Five Literacies leader would see similar systemic
dynamics or have such a limited range of options available. Trade-offs would be
unacceptable. Alternative solutions would need to be found. Our CEO would instinctively
want to act on behalf of those who are not yet born. She would deem the fact
that solar and wind power are now being purchased by some utilities at a lower
price than coal a critically relevant issue. She would weigh up the costs
involved in delaying any transition her company might need to make to renewable
forms of energy.
All things considered I imagine her strategy would be
structured around innovation, the creative destruction of business-as-usual, and alternative strategies for investing impactfully and with due caution. She would need to tackle the
inertia of established financial models that have been so successful in overwhelming
even the best alternative intentions of the world’s largest corporations, among
whom are counted all the major oil and natural gas companies. And she would have to do that through radical and unprecedented forms of collaboration. Would her Board support her in such a quest?
The deliberate
choice to exercise leadership from a 2nd tier state of being opens up
considerable opportunities for leaders to evolve the basic elements for a
radically empathic worldview. Knowing this, is it wrong for our former CEO to
put his head in the sand? Is he being unethical in pursuing profits above
everything else? After all his peers are all playing the same game and he is
considered by his Board to be a "good" leader because he delivers on
his promise to the market.
And if our more
socially-committed CEO pushed ahead with transformational change in the face of
hesitation from the Board, opposition from shareholders, and diffidence or even hostility from the industry, how long would she
remain CEO? Contemporary leadership calls for courage as well as vision, just
as it always has.
2. What prevents
us from seeing that which is in front of our eyes?
Doing what is best
for humanity, with the least amount of damage to other species and to the environment,
is arguably the highest form of moral conduct - at least from the perspective
of Clare Graves' Yellow-Turquoise memes of epistemological progress.
If the scientific
and spiritual evidence concerning contemporary life conditions within the
world-system we have knowingly nurtured is such that 2nd tier stewardship is now
the only ethically-conscientious form of leadership, that within this framework
lesser ambitions border on the unethical, where are the ethically responsible
leaders? Why, apart from a few heretics and misfits who agitate for change, do
we only see what must be classified as unethical (i.e. conventional) behaviour?
To assume that
all of the leaders in Enron or Lehman Brothers were evil, greedy and selfish is
far too simplistic. To suppose that the officials who represent their nations
at the annual UN-sponsored failures on climate change are self-serving
bureaucrats who do not care about the future of the planet, is also patently
false. On the other hand to see evil by the Bush administration wrought upon
the evil of terrorists following 9/11 may be much closer to the mark than we care
to admit. If cultural mindsets are potent forms of motivation, as I believe
them to be, how can the righteous who claim justice within the context of one
paradigm, retain any form of moral authority in situations where they
themselves become the perpetrators of the acts they hold to be evil?
Clearly there
must be more to the story than religious bias or ingrained combativenss. We are
obligated to comprehend how such ethical violations and consequent collapses
occur, for without that knowledge it is impossible for us to consciously evolve.
We must discover what prevents us from seeing what is obvious to others. But in
order to do that we need a process for interrogating the performance of any
system, to explore its profound nature and to surface what factors cause it to
behave the way it does.
All of which is
not too difficult if... (and it's a big if) we can put aside extreme or
emotional responses to the beliefs, needs and expectations of those with
different cultural mindsets, and others who habitually interpret the current
worldview from a different stage of epistemological awareness, than us.
Actually there
are a number of processes for "transformational" design available to those
who need to solve ethical dilemmas - though many of these are not necessarily
in common currency, nor are they being utilised in situations where they would
have the most beneficial impact, like negotiating peace treaties, for example. In
generic terms the requisite steps are quite simple:
- We need to
include in any conversation everyone who might be impacted by our decisions as
well as all salient factors that might hinder or obstruct our appreciation of
alternative viewpoints - including deeply ingrained beliefs and values as well
as clearly observable external dynamics and events.
- In design
thinking all options must be considered from a variety of differing
perspectives, cultural mindsets and epistemological memes. That means assessing
all choices against moral principles that might conflict with each other. If
such a clash is evident, or there are obvious divergences between the rights of
different groups, however trivial these might be considered by one party, then
the facilitator must find a way of including and transcending those original
principles so as to arrive at a new, mutually-agreeable position.
- When converging
on any options, we must analyse and project intended and unintended
consequences into the future. We must grasp who will benefit and who might be
harmed by any intended action, not just today but in 50 or 100 years time. And
we must be able to agree what options are the least problematic.
All the methods I
have encountered, that could claim to produce morally acceptable outcomes in
the majority of cases, for the largest number of people, make certain the process
for deconstructing and reconstructing conventions regarding what is right and
wrong, and of testing these for their legitimacy within diverse cultural
contexts, is inserted between the "making sense" phase of learning and
the "designing" phase of enacting new solutions. I have seen this
device used by wise people, over and over, in the most convoluted and sensitive
of circumstances. In fact I often refer to this as the epiphany window, so
predictably does its employment lead to the resolution of ethical dilemmas and
moral paradoxes.
Sadly, too few
leaders adhere to such a method - mainly because most are still ensconced in a "command and control" belief system that plays out in purely pragmatical terms. There is also another problem in
that both "making sense" and "designing solutions" are inherently
cerebral activities. They occur in the brain. As we have now discovered,
cognition can easily override our other senses, convincing us to take a particular
course of action when our heart or our gut is warning us that what we're
proposing "feels" unethical.
So what, finally,
can we say about the state of ethics in leadership today? We simply cannot assume,
even in an age of intensifying globalisation and homogeneity, that diverse
communities in different parts of the world and with unique pressures on them
for survival, share the same moral code. Even less can we presume that leaders
who become celebrities, by accident, or because they have charismatic personalities or
conjure up impressive results within their sphere of influence, intentionally
consider the ethical dimension in their determination of what will work best.
So should do we
look for in ethical leadership? Where are the examples of leaders who
instinctively want to create better futures for everyone and whose impulse is to
help others shift from a worldview and world-system that benefits but a privileged
few, to one in which every individual with a name and a dream matters and is
respected? In order to answer these questions confidently and accurately one
would need the power to see deeply into the souls of our leaders. Until we have
that power we must rely on other, more tangible signs.
Visible behaviour
is certainly one of these. Others might include what is said and by whom; the
manner in which it is expressed, the vocabulary prudently selected and the alignment with perceived actions; the
intentions shining through the words; the metaphors used to express what is
important and what is not; the frisson of excitement perhaps, felt in shivers
up and down the spine when we listen to someone we respect and admire.... Ultimately we all seek our own clues.
Of all the
"leaders" in the world at the moment, across all nations and sectors
of society, in business and government, in the professions and community
organisations, in charities and families, only a few are leading from a 2nd tier stage
of consciousness. More join their ranks every hour of every day. This has to be seen as a
blessing, for we are at the dawn of a transformational era in which new
possibilities for our species constantly beckon.
I cannot say with
any confidence that the CEO of the corporation from whom I buy my computer, the
PM of the nation in which I reside, or the chairman of our local council are
2nd tier leaders. These positions are filled by people who, by and large, have
not thought through the consequences of their decisions with any great clarity
or purpose, certainly not from a worldcentric or planetary viewpoint. Their belief system reinforces the concept that they, and they alone, are in charge.
Are they
unethical as a result? I guess it depends. If the CEOs of BHP Billiton, Rio
Tinto or ExxonMobil, take the time to read (and understand) the latest
scientific evidence on global warming and climate change and still retain the
belief their responsibility is only to their shareholders, then yes. They are
unethical. Culpably so. Indeed in a future age they will probably be found guilty
of ecocide. And if banks continue to invest in the development of new coal mines in the light of the same evidence then clearly they, too, are unethical.
So perhaps
we use ignorance as an excuse for unethical leadership. Perhaps that explains why so
much corporate and government leadership is plagued by misconduct. Perhaps we
need to invest more resources educating our children about ethical behaviours
and ethical minds so that the young generation demands new standards from us
all.
Until then I am only sure of one thing. Massive rapid change is
impacting the current worldview - deflecting, warping and even eradicating some
attributes we have never bothered to challenge and elevating others to a more
prominent position. Society is awakening to new possibilities for our civilization.
As with any
bifurcation point in a complex adaptive system there are numerous possible
pathways stretching ahead. But without ethical leadership, from a 2nd tier
platform of wisdom, and an expansive and inclusive appreciation of what might be
possible, we can forget evolution, carry on with business-as-usual, and prepare
for the destruction of everything we hold to be good and true.